About the FirmWe are a specialized law firm serving the needs of businesses, individuals and fellow attorneys exclusively in securities law matters including- regulatory defense; litigation and arbitration; issuer and broker-dealer regulatory compliance; expert witness reports and testimony; internal investigations and reports; and serving as securities law co-counsel.
We are committed to providing our clients the highest quality legal services on a cost-effective basis.
The firm was founded by A. Thomas Tenenbaum, a highly qualified attorney with over 25 years' complex litigation and transaction experience. His background includes heading a major firm corporate securities department and serving as Trial Attorney and Attorney-Advisor for the U.S. Securities and Exchange Commission, New York Office - Divisions of Enforcement and Corporation Finance.
We provide large law firm quality representation at significantly less cost by: 1) engaging - on a project need basis - highly experienced attorneys, paralegals and other professionals possessing the particular skills and specialization to best represent the client; and 2) taking full advantage of communication and research technology to avoid the “room and board” overhead of a traditional law firm whose entire personnel are housed and equipped in the firm’s offices.
Tom works with professionals whose abilities are proven and known to him. These include attorneys and paralegals who were law firm colleagues, as well those who were on the “other side of the table.” A forensic accountant Tom uses was formerly with the SEC, and assigned to cases that Tom defended. A paralegal with whom he works has been with him for over 20 years. .