Experienced and Trusted

Seasoned securities lawyers with years of experience in all aspects of securities law.

Go-to for deep analysis and resolution of securities legal issues.

Denver Securities Attorneys

Whether your company is a start-up venture, established growth-oriented business, or publicly traded on a national exchange, Tenenbaum Law’s experienced Denver securities attorneys deliver exceptional and results-oriented representation customized to fit the needs of your business.

Our attorneys have represented a wide variety of business clients, including publicly-traded companies on the New York Stock Exchange, American Stock Exchange, and NASDAQ. We also represent securities industry clients including FINRA member firms, and state and federal registered securities brokerage firms, broker-dealers, and financial advisors.

Tenenbaum Law is a trusted counselor to our clients providing advice and guidance on corporate and securities issues. We are also litigators skilled in the complex areas of securities investigations and securities regulatory defense.

Our lawyers have decades of experience handling SEC, State, FINRA and Exchange actions for our clients. Additionally, we represent clients in private securities matters lawsuits both on the plaintiff and defense sides and in internal investigations.

Our firm’s securities law practice employs an innovative and cost-conscious staffing model to every matter that we work on. The firm’s cases are equipped with a customized legal team of experienced lawyers and staff that efficiently address the issue at hand. Tenenbaum Law represents our financial services and corporate clients in the following areas of securities law:

Securities Compliance & Governance

Our lawyers regularly advise businesses and financial professionals in all aspects of compliance with federal and state securities laws in finance related transactions and agreements. Our clients rely on our experience as we understand the complex and evolving areas of SEC regulations and the local and federal laws that apply. Tenenbaum Law also guides our business clients through all aspects of their corporate duties including informational disclosures and crisis management.

Securities Internal Investigations

Our seasoned attorneys work closely with in-house legal teams to initiate internal investigations when violations of securities laws by employees is suspected. We work discreetly and quickly to isolate the incident and determine the best legal strategy going forward, while always keeping business objectives in mind.

Colorado Securities Litigation

Our principal, A. Thomas Tenenbaum, began his career at the U.S. Securities and Exchange Commission’s New York office and is one of the leading securities lawyers in Colorado. The firm has deep experience in securities law, including investigations and litigation. As we are seasoned trial attorneys, we find creative solutions and provide strategic defenses to even the most complex legal problems that a corporation or financial services professional can face.

Call today to speak with one of our Colorado securities law attorneys at (303) 919-1300.